Know Your Customer – Instruction
Über den Vortrag
Der Vortrag „Know Your Customer – Instruction“ von Lecturio Online Courses ist Bestandteil des Kurses „Know Your Customer – Instruction“.
Quiz zum Vortrag
You are working in a car dealership in Germany when a customer enters the shop. He wants to pay cash for a sports car worth €130,000. Is that possible? (Only one answer is correct.)
- Yes
- No
When should a KYC check be carried out? (Several answers are possible.)
- When establishing a business relationship and regularly for the duration of this relationship.
- If there is a high risk of money laundering, terrorist financing or other illegal activities.
- At the customer's request when establishing a new business relationship.
- Mainly with internationally active business partners
Why do you need to carry out a Know Your Customer audit? (Multiple answers are possible.)
- For the prevention of money laundering and terrorist financing
- For the prevention of white-collar crime
- To prevent the formation of a cartel
- Market research
Which steps do you have to carry out as part of a KYC check? (Multiple answers are possible.)
- You collect all information necessary to identify the beneficial owner.
- You monitor your customers' transactions.
- You carry out a credit check to ensure the customer's solvency.
- You request a list of the customer's private contacts to ensure that another person is not the beneficial owner.
In which cases do you have to determine the beneficial owner? (Several answers are possible.)
- When establishing a new business relationship
- For transactions from 15,000 euros
- In case of suspicion of money laundering, terrorist financing or doubts about the identity of the authorised person
- For transactions with your standard small customers
Which sources can you use to identify your business partners? (Multiple answers are possible.)
- PEP lists
- Sanctions lists
- Watchlists
- Address lists
- Police protocols
You are managing your customers' transactions when you suddenly notice something unusual. What do you do? (Several answers are possible.)
- You report the incident immediately to your compliance department and your superiors
- You document all relevant information about the anomaly.
- You block the customer account until you have clarity about the situation.
- You contact the customer directly and ask them to make a statement about the anomalies.
Dozent des Vortrages Know Your Customer – Instruction
Lecturio Online Courses
Lecturio provides sustainable, simple and cost-efficient continuing education and training to companies and private customers. The e-learning catalogue consists of more than 7000 video-based courses covering over 80 topics. The focus is on compliance, leadership, project management, distribution, and medicine. Most of private customers use Lecturio in parallel to their studies and to prepare for their exams in medicine and law. Lecturio provides practical video-based online training—in German and English. Thousands of quiz questions help to measure and assess the learning success. Lecturio courses are available on all devices—and even offline with the iOS and Android app. Lecturio’s mission is to help companies and private customers to develop their full potential.
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