Know Your Customer – Identifying and Preventing Risks (2023)
Über den Vortrag
Der Vortrag „Know Your Customer – Identifying and Preventing Risks (2023)“ von Lecturio Online Courses ist Bestandteil des Kurses „Money Laundering (2023)“.
Quiz zum Vortrag
Why do you need to conduct a Know Your Customer audit? (Multiple answers are possible)
- For the prevention of money laundering and terrorist financing
- For the prevention of white-collar crime
- On the prevention of cartelisation
- To the market research
Who should you check with the Know Your Customer principle? (Only one answer is correct)
- New and existing customers, if important data changes
- New customers only
- Only existing customers, if important data changes
You have acquired a new company as a customer and want to carry out a Know Your Customer audit. But who do you need to verify as the beneficial owner? (Several answers are possible)
- Mr. Müller, who exercises control over the contractors.
- Mrs. Peters, who initiated the transaction.
- Mrs. Abel, who manages the business relationship.
- Mr. Leißner, who is at your disposal as a contact person.
In which cases do you have to identify the beneficial owner? (Several answers are possible)
- When establishing a new business relationship
- For transactions from 15,000 euros and higher
- In case of suspicion of money laundering, terrorist financing, or doubts about the identity of the authorised person
- When doing business with your standard small customers
Which data of the beneficial owner do you have to collect during the Know Your Customer check? (Multiple answers are possible)
- The identification number
- The purpose of the business relationship
- The professional experience
- The expiry date of the identity document
What sources can you use to identify your business partners? (Multiple answers are possible.)
- PEP lists
- Sanctions lists
- Watchlists
- Address lists
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Dozent des Vortrages Know Your Customer – Identifying and Preventing Risks (2023)
Lecturio Online Courses
Lecturio provides sustainable, simple and cost-efficient continuing education and training to companies and private customers. The e-learning catalogue consists of more than 7000 video-based courses covering over 80 topics. The focus is on compliance, leadership, project management, distribution, and medicine. Most of private customers use Lecturio in parallel to their studies and to prepare for their exams in medicine and law. Lecturio provides practical video-based online training—in German and English. Thousands of quiz questions help to measure and assess the learning success. Lecturio courses are available on all devices—and even offline with the iOS and Android app. Lecturio’s mission is to help companies and private customers to develop their full potential.
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